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Теоретическая грамматика английского языка 2 (стр. 15 из 54)

In the domain of notional subclasses proper, with regular inter-class occurrences of the analysed lexemes, probably the most plausi­ble solution will be to interpret the "migration forms" as cases of specific syntactic variation, i.e. to consider the different subclass en­tries of migrating units as syntactic variants of the same lexemes [Почепцов, 1976, 87 ff.]. In the light of this interpretation, the very formula of "lexemic subclass migration" will be vindicated and sub­stantiated.

On the other hand, for more cardinally differing lexemic sets, as, for instance, functional versus notional, the syntactic variation princi­ple is hardly acceptable. This kind of differentiation should be anal­ysed as lexico-grammatical homonymy, since it underlies the expres-sion of categorially different grammatical functions.

C H A P T E R XI

NON-FINITE VERBS (VERBIDS)

§ 1. Verbids are the forms of the verb intermediary in many of their lexico-grammatical features between the verb and the non-pro-cessual parts of speech. The mixed features of these forms are re­vealed in the principal spheres of the part-of-speech characterization, i.e. in their meaning, structural marking, combinability, and syntactic functions.

The processual meaning is exposed by them in a substantive or adjectival-adverbial interpretation: they render processes as peculiar kinds of substances and properties. They are formed by special mor­phemic elements which do not express either grammatical time or mood (the most specific finite verb categories). They can be combined with verbs like non-processual lexemes (performing non-verbal functions in the sentence), and they can be combined with non-pro­cessual lexemes like verbs (performing verbal functions in the sen­tence).

From these characteristics, one might call in question the very justification of including the verbids in the system of the verb. As a matter of fact, one can ask oneself whether it wouldn't stand to rea­son to consider the verbids as a special lexemic class, a separate part of speech, rather than an inherent component of the class of verbs.

On closer consideration, however, we can't but see that such an approach would be utterly ungrounded. The verbids do betray inter­mediary features. Still, their fundamental grammatical meaning is proccssual (though modified in accord with the nature of the inter-class reference of each verbid). Their essential syntactic functions, di­rected by this relational semantics, unquestionably reveal the property which may be called, in a manner of explanation, "verbality", and the statement of which is corroborated by the peculiar combinability character of verbid collocations, namely, by the ability of verbids to take adjuncts expressing the immediate recepients, attendants, and addressees of the process inherently conveyed by each verbid deno­tation.

One might likewise ask oneself, granted the verbids are part of the system of the verb, whether they do not constitute within this system a special subsystem of purely lexemic nature, i.e. form some sort of a specific verbal subclass. This counter-approach, though, would evidently be devoid of any substantiality, since a subclass of a lexemic class, by definition, should share the essential categorial structure, as well as primary syntactic functions with other sub­classes, and in case of verbids the situation is altogether different. In fact, it is every verb stem (except a few defective verbs) that by means of morphemic change takes both finite and non-finite forms, the functions of the two sets being strictly differentiated: while the finite forms serve in the sentence only one syntactic function, namely, that of the finite predicate, the non-finite forms serve vari­ous syntactic functions other than that of the finite predicate.

The strict, unintersecting division of functions (the functions themselves being of a fundamental nature in terms of the grammati­cal structure of language as a whole) clearly shows that the opposi­tion between the finite and non-finite forms of the verb creates a special grammatical category. The differential feature of the opposition is constituted by the expression of verbal time and mood: while the time-mood grammatical signification characterizes the finite verb in a way that it underlies its finite predicative function, the verbid has no immediate means of expressing time-mood categorial seman­tics and therefore presents the weak member of the opposition. The category expressed by this opposition can be called the category of "finitude" [Strang, 143; Бархударов, 1975, 106]. The syntactic content of the category of finitude is the expression of predication (more precisely, the expression of verbal predication).

As is known, the verbids, unable to express the predicative meanings of time and mood, still do express the so-called "secondary" or "potential" predication, forming syntactic complexes directly related to certain types of subordinate clauses. Cf:.

Have you ever had anything caught in your head? - -Have you ever had anything that was caught In your head? He said it half under his breath for the others not to hear it. - - He said it half under his breath, so that the others couldn't hear it.

The verbid complexes anything caught in your head, or for the others not to hear it, or the like, while expressing secondary predi­cation, are not self-dependent in a predicative sense. They normally exist only as part of sentences built up by genuine, primary predica­tive constructions that have a finite verb as their core. And it is through the reference to the finite verb-predicate that these com­plexes set up the situations denoted by them in the corresponding time and mood perspective.

In other words, we may say that the opposition of the finite verbs and the verbids is based on the expression of the functions of full predication and semi-predication. While the finite verbs express predication in its genuine and complete form, the function of the verbids is to express semi-predication, building up semi-predicative complexes within different sentence constructions.

The English verbids include four forms distinctly differing from one another within the general verbid system: the infinitive, the gerund, the present participle, and the past participle. In compliance with this difference, the verbid semi-predicative complexes are distin­guished by the corresponding differential properties both in form and in syntactic-contextual function.

§ 2.The infinitive is the non-finite form of the verb which combines the properties of the verb with those of the noun, serving as the verbal name of a process. By virtue of its general process naming function, the infinitive should be considered as the head-form of the whole paradigm of the verb. In this quality it can be likened to the nominative case of the noun in languages having a normally developed noun declension, as, for instance, Russian. It is not by chance that A.A. Shakhmatov called the infinitive the "verbal nomi­native". With the English infinitive, its role of the verbal paradig­matic head-form is supported by the fact that, as has been stated before, it represents the actual derivation base for all the forms of regular verbs.

The infinitive is used in three fundamentally different types of functions: first, as a notional, self-positional syntactic part of the sentence; second, as the notional constituent of a complex verbal predicate built up around a predicator verb; third, as the notional constituent of a finite conjugation form of the verb. The first use is grammatically "free", the second is grammatically "half-free", the third is grammatically "bound".

The dual verbal-nominal meaning of the infinitive is expressed in full measure in its free, independent use. It is in this use that the infinitive denotes the corresponding process in an abstract, substance-like presentation. This can easily be tested by question-transforma­tions. Cf:.

Do you really mean to go away and leave me here alone? What do you really mean? It made her proud sometimes to toy with the idea. What made her proud sometimes?

The combinability of the infinitive also reflects its dual semantic nature, in accord with which we distinguish between its verb-type and noun-type connections. The verb-type combinability of the infini­tive is displayed in its combining, first, with nouns expressing the object of the action; second, with nouns expressing the subject of the action; third, with modifying adverbs; fourth, with predicator verbs of semi-functional nature forming a verbal predicate; fifth, with auxiliary finite verbs (word-morphemes) in the analytical forms of the verb. The noun-type combinability of the infinitive is displayed in its com­bining, first, with finite notional verbs as the object of the action; second, with finite notional verbs as the subject of the action.

The self-positional infinitive, in due syntactic arrangements, per­forms the functions of all types of notional sentence-parts, i.e. the subject, the object, the predicative, the attribute, the adverbial modi­fier. Cf.:

To meet the head of the administration and not to speak to him about your predicament was unwise, to say the least of it. (Infinitive subject position). The chief arranged to receive the foreign delegation in the afternoon. (Infinitive object position). The parents' wish had always been to see their eldest son the continuator of their joint scientific work. (Infinitive predicative position). Here again we are faced with a plot to overthrow the legitimately elected government of the republic. (Infinitive attributive position). Helen was far too wor­ried to listen to the remonstrances. (Infinitive adverbial position).

If the infinitive in free use has its own subject, different from that of the governing construction, it is introduced by the preposi­tion-particle for. The whole infinitive construction of this type is tra­ditionally called the "for-to infinitive phrase". Cf.:

For that shy-looking young man to have stated his purpose so boldly - incredible!

The prepositional introduction of the inner subject in the English infinitive phrase is analogous to the prepositional-casal introduction of the same in the Russian infinitive phrase (i.e. either with the help of the genitive-governing preposition для, or with the help of the dative case of the noun). Cf.: Для нас очень важно понять природу подобных соответствий.

With some transitive verbs (of physical perceptions, mental activ­ity, declaration, compulsion, permission, etc.) the infinitive is used in the semi-predicative constructions of the complex object and complex subject, the latter being the passive counterparts of the former. Cf.:

We have never heard Charlie play his violin.Charlie has never been heard to play his violin. The members of the committee expected him to speak against the suggested resolution.He was expected by the members of the committee tospeak against the suggested resolution.

Due to the intersecting character of joining with the governing predicative construction, the subject of the infinitive in such com­plexes, naturally, has no introductory preposition-particle.

The English infinitive exists in two presentation forms. One of them, characteristic of the free uses of the infinitive, is distinguished by the pre-positional marker to. This form is called traditionally the "to-infinitive", or in more recent linguistic works, the "marked in­finitive". The other form, characteristic of the bound uses of the in­finitive, does not employ the marker to, thereby presenting the infinitive in the shape of the pure verb stem, which in modern inter­pretation is understood as the zero-suffixed form. This form is called traditionally the "bare infinitive", or in more recent linguistic works, respectively, the "unmarked infinitive".

The infinitive marker to is a word-morpheme, i.e. a special for­mal particle analogous, mutatis mutandis, to other auxiliary elements in the English grammatical structure. Its only function is to build up and identify the infinitive form as such. As is the case with the other analytical markers, the particle to can be used in an isolated position to represent the whole corresponding construction syntag-matically zeroed in the text. Cf:.

You are welcome to acquaint yourself with any of the documents if you want to.

Like other analytical markers, it can also be separated from its notional, i.e. infinitive part by a word or a phrase, usually of adver­bial nature, forming the so-called "split infinitive". Cf:.

My task is not to accuse or acquit; my task it to thoroughly in­vestigate, to clearly define, and to consistently systematize the facts.

Thus, the marked infinitive presents just another case of an ana­lytical grammatical form. The use or non-use of the infinitive marker depends on the verbal environment of the infinitive. Namely, the unmarked infinitive is used, besides the various analytical forms, with modal verbs (except the modals ought and used), with verbs of physical perceptions, with the verbs let, bid, make, help (with the latter - optionally), with the verb know in the sense of "experience", with a few verbal phrases of modal nature (had better, would rather, would have, etc.), with the relative-inducive why. All these uses are detailed in practical grammar books.

The infinitive is a categorially changeable form. It distinguishes the three grammatical categories sharing them with the finite verb, namely, the aspective category of development (continuous in opposi­tion), the aspective category of retrospective coordination (perfect in opposition), the category of voice (passive in opposition). Conse­quently, the categorial paradigm of the infinitive of the objective verb includes eight forms: the indefinite active, the continuous active, the perfect active, the perfect continuous active; the indefinite passive, the continuous passive, the perfect passive, the perfect continuous passive, E.g.: to take-to be taking-to have taken-to have been taking; to be taken-to be being taken-to have been taken-to have been being taken.

The infinitive paradigm of the non-objective verb, correspondingly, includes four forms. E.g.: to go - to be going - to have gone - to have been going.

The continuous and perfect continuous passive can only be used occasionally, with a strong stylistic colouring. But they underlie the corresponding finite verb forms. It is the indefinite infinitive that constitutes the head-form of the verbal paradigm.

§ 3. The gerund is the non-finite form of the verb which, like the infinitive, combines the properties of the verb with those of the noun. Similar to the infinitive, the gerund serves as the verbal name of a process, but its substantive quality is more strongy pronounced than that of the infinitive. Namely, as different from the infinitive, and similar to the noun, the gerund can be modified by a noun in the possessive case or its pronominal equivalents (expressing the subject of the verbal process), and it can be used with prepositions.

Since the gerund, like the infinitive, is an abstract name of the process denoted by the verbal lexeme, a question might arise, why the infinitive, and not the gerund is taken as the head-form of the verbal lexeme as a whole, its accepted representative in the lexicon.

As a matter of fact, the gerund cannot perform the function of the paradigmatic verbal head-form for a number of reasons. In the first place, it is more detached from the finite verb than the infini­tive semantically, tending to be a far more substantival unit categori­ally. Then, as different from the infinitive, it does not join in the conjugation of the finite verb. Unlike the infinitive, it is a suffixal form, which makes it less generalized than the infinitive in terms of the formal properties of the verbal lexeme (although it is more ab­stract in the purely semantic sense). Finally, it is less definite than the infinitive from the lexico-grammatical point of view, being subject to easy neutralizations in its opposition with the verbal noun in -ing, as well as with the present participle. Hence, the gerund is no rival of the infinitive in the paradigmatic head-form function.

The general combinability of the gerund, like that of the infini­tive, is dual, sharing some features with the verb, and some features with the noun. The verb-type combinability of the gerund is dis­played in its combining, first, with nouns expressing the object of the action; second, with modifying adverbs; third, with certain semi-func­tional predicator verbs, but other than modal. Of the noun-type is the combinability of the gerund, first, with finite notional verbs as the object of the action; second, with finite notional verbs as the prepositional adjunct of various functions; third, with finite notional verbs as the subject of the action; fourth, with nouns as the prepo­sitional adjunct of various functions.