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Теоретическая грамматика английского языка 2 (стр. 17 из 54)

For them tohave arrived so early! Such a surprise! - Their having arrived so early was indeed a great surprise.- - Their early arrival was a great surprise, really.

The triple correlation, being of an indisputably systemic nature and covering a vast proportion of the lexicon, enables us to interpret it in terms of a special lexico-grammatical category of processual representation. The ti ее stages of this category represent the refer­ential processual entity of the lexemic series, respectively, as dynamic (the infinitive and its phrase), semi-dynamic (the gerund and its phrase), and static (the verbal noun and its phrase). The category of processual representation underlies the predicative differences between various' situation-naming constructions in the sphere of syntactic nominalization (see further, Ch. XXV).

Another category specifically identified within the framework of substantival verbids and relevant for syntactic analysis is the category of modal representation. This category, pointed out by L.S. Barkhudarov [Бархударов, 1975, 151 -152], marks the infinitive in contrast to the gerund, and it is revealed in the infinitive having a modal force, in particular, in its attributive uses, but also elsewhere. Cf:.

This is a kind of peace tobe desired by all. (A kind of peace that should be desired). Is there any hope for us tomeet this great violinist in our town? (A hope that we may meet this violinist). It was arranged for the mountaineers tohave a rest in tents before climbing the peak. (It was arranged so that they could have a rest in tents).

When speaking about the functional difference between lingual forms, we must bear in mind that this difference might become subject to neutralization in various systemic or contextual conditions. But however vast the corresponding field of neutralization might be, the rational basis of correlations of the forms in question still lies in their difference, not in neutralizing equivalence. Indeed, the difference is linguistically so valuable that one well-established occurrence of a differential correlation of meaningful forms outweighs by its significance dozens of their textual neutralizations. Why so? For the simple reason that language is a means of forming and exchanging ideas - that is, ideas differing from one another, not coinciding with one another. And this simple truth should thoroughly be taken into consideration when tackling certain cases of infinitive-gerund equiva­lence in syntactic constructions - as, for instance, the freely alternat­ing gerunds and infinitives with some phasal predicators (begin, start, continue, cease, etc.). The functional equivalence of the infinitive and the gerund in the composition of the phasal predicate by no means can be held as testifying to their functional equivalence in other spheres of expression.

As for the preferable or exclusive use of the gerund with a set of transitive verbs (e.g. avoid, delay, deny, forgive, mind, postpone) and especially prepositional-complementive verbs and word-groups (e.g. accuse of, agree to, depend on, prevent from, think of, suc­ceed in, thank for; be aware of, be busy in, be Indignant at, be sure of), we clearly see here the tendency of mutual differentiation and complementation of the substantive verbid forms based on the demonstrated category of processual representation. In fact, it is the-gerund, not the infinitive, that denotes the processual referent of the lexeme not in a dynamic, but in a half-dynamic representation, which is more appropriate to be associated with a substantive-related part of the sentence.

§ 7. Within the gerund-participle correlation, the central point of our analysis will be the very lexico-grammatical identification of the two verbid forms in -ing in their reference to each other. Do they constitute two different verbids, or do they present one and the same form with a somewhat broader range of functions than either of the two taken separately?

The ground for raising this problem is quite substantial, since the outer structure of the two elements of the verbal system is abso­lutely identical: they are outwardly the same when viewed in isola­tion. It is not by chance that in the American linguistic tradition which can be traced back to the school of Descriptive Linguistics the two forms are recognized as one integral V-ing.

In treating the ing-forms as constituting one integral verbid en­tity, opposed, on the one hand, to the infinitive (V-to), on the other hand, to the past participle (V-en), appeal is naturally made to the alternating use of the possessive and the common-objective nounal element in the role of the subject of the ing-form (mostly observed in various object positions of the sentence). Cf.

I felt annoyed at his failing to see my point at once. ↔ I felt annoyed at him failing to see my point at once. He was not, how­ever, averse to Elaine Fortescue's entertaining the hypothesis. He was not, however, averse to Elaine Fortescue entertaining the hy­pothesis.

This use presents a case known in linguistics as "half-gerund". So, in terms of the general ing-form problem, we have to choose between the two possible interpretations of the half-gerund: either as an actually intermediary form with double features, whose linguistic semi-status is truly reflected in its conventional name, or as an ele­ment of a non-existent categorial specification, i.e. just another vari­ant of the same indiscriminate V-ing.

In this connection, the reasoning of those who support the idea of the integral V-ing form can roughly be presented thus: if the two uses of V-ing are functionally identical, and if the "half-gerund" V-ing occurs with approximately the same frequency as the "full-gerund" V-ing, both forms presenting an ordinary feature of an ordinary En­glish text, then there is no point in discriminating the "participle" V-ing and the "gerund" V-ing.

In compliance with the general principle of approach to any set of elements forming a categorial or functional continuum, let us first consider the correlation between the polar elements of the contin­uum, i.e. the correlation between the pure present participle and the pure gerund, setting aside the half-gerund for a further discussion.

The comparative evaluations of the actually different uses of the ing-forms cannot fail to show their distinct categorial differentiation: one range of uses is definitely noun-related, definitely of process-sub­stance signification; the other range of uses is definitely adjective-ad­verb-related, definitely of process-quality signification. This differenti­ation can easily be illustrated by specialized gerund-testing and par­ticiple-testing, as well as by careful textual observations of the forms.

The gerund-testing, partly employed while giving a general outline of the gerund, includes the noun-substitution procedure backed by the question-procedure. Cf:.

My chance of getting, or achieving, anything that I long for will always be gravely reduced by the interminable existence of that block. My chance of what? My chance of success.

He insisted on giving us some coconuts. What did he insist on? He insisted on our acceptance of the gift.

All his relatives somehow disapproved of his writing poetry. →What did all his relatives disapprove of →His relatives disapproved of his poetical work.

The other no less convincing evidence of the nounal featuring of the form in question is its natural occurrence in coordinative con­nections with the noun. Cf:.

I didn't stop to think of an answer; it came immediately off my tongue without any pause or planning. Your husband isn't ill, no. What he does need is relaxation and simply cheering a bit, if you know what I mean. He carried out rigorously all the precepts con­cerning food, bathing, meditation and so on of the orthodox Hindu.

The participle-testing, for its part, includes the adjective-adverb substitution procedure backed by the corresponding question-proce­dure, as well as some other analogies. Cf.:

He was in a terrifying condition. In what kind of condition was he? He was in an awful condition. (Adjective substitution procedure). Pursuing this course of free association, I suddenly re­membered a dinner date I once had with a distinguished colleague. When did I suddenly remember a dinner date? Then I sud­denly remembered a dinner date. (Adverb-substitution procedure). She sits up gasping and staring wild-eyed about her. How does she sit up? She sits up so. (Adverb-substitution procedure).

The participle also enters into easy coordinative and parallel as­sociations with qualitative and stative adjectives. Cf.:

That was a false, but convincing show of affection. The ears are large, protruding, with the heavy lobes of the sensualist. On the great bed are two figures, a sleeping woman, and a young man awake.

Very important in this respect will be analogies between the pre­sent participle qualitative function and the past participle qualitative function, since the separate categorial standing of the past participle remains unchallenged. Cf..

an unmailed letter - a coming letter; the fallen monarchy - the falling monarchy; thinned hair - thinning hair.

Of especial significance for the differential verbid identification purposes are the two different types of conversion the compared forms are subject to, namely, the nounal conversion of the gerund and, correspondingly, the adjectival conversion of the participle.

Compare the gerund-noun convcrsional pairs:

your airing the room - - to take an airing before going to bed; his breeding his son to the profession - - a person of unim­peachable breeding; their calling him a liar - - the youth's choice of a calling in life.

Compare the participle-adjective conversional pairs:

animals living in the jungle - - living languages; a man never daring an open argument - - a daring inventor; a car passing by - - a passing passion.

Having recourse to the evidence of the analogy type, as a counter-thesis against the attempted demonstration, one might point out cases of categorial ambiguity, where the category of the qualify­ing element remains open to either interpretation, such as the typing instructor, the boiling kettle, or the like. However, cases like these present a trivial homonymy which, being resolved, can itself be taken as evidence in favour of, not against, the two ing-forms differing from each other on the categorial lines. Cf.:

the typing instructor →the instructor of typing; the instructor who is typing; the boiling kettle →the kettle for boiling; the kettle that is boiling

At this point, the analysis of the cases presenting the dear-cut gerund versus present participle difference can be considered as ful­filled. The two ing-forms in question are shown as possessing categorially differential properties establishing them as two different ver­bids in the system of the English verb.

And this casts a light on the categorial nature of the half-gerund, since it is essentially based on the positional verbid neutralization.As a matter of fact, let us examine the following examples:

You may count on my doing all that is necessary on such occa­sions. - - You may count on me doing all that is necessary on such occasions.

The possessive subject of the ing-form in the first of the two sentences is clearly disclosed as a structural adjunct of a nounal collocation. But the objective subject of the ing-form in the second sentence, by virtue of its morphological constitution, cannot be asso­ciated with a noun: this would contradict the established regularities of the categorial compatibility. The casal-type government (direct, or representative-pronominal) in the collocation being lost (or, more precisely, being non-existent), the ing-formof the collocation can, only be understood as a participle. This interpretation is strongly supported by comparing half-gerund constructions with clear-cut par­ticipial constructions governed by perception verbs:

To think of him turning sides! - - To see him turning sides! I don't like Mrs. Tomson complaining of her loneliness. - - I can't listen to Mrs. Tomson complaining of her loneliness. Did you ever hear of a girl playing a trombone? - - Did you ever hear a girl playing a trombone?

On the other hand, the position of the participle in the colloca­tion is syntactically peculiar, since semantic accent in such construc­tions is made on the fact or event described, i.e. on the situational content of it, with the processual substance as its core. This can be demonstrated by question-tests:

(The first half-gerund construction in the above series) To think of what in connection with him? (The second half-gerund con­struction) What don't you like about Mrs. Tomson? (The third half-gerund construction) Which accomplishment of a girl presents a surprise for the speaker?

Hence, the verbid under examination is rather to be interpreted as a transferred participle, or a gerundial participle, the latter term seeming to relevantly disclose the essence of the nature of this form; though the existing name "half-gerund" is as good as any other, provided the true character of the denoted element of the system is understood.

Our final remark in connection with the undertaken observation will be addressed to linguists who, while recognizing the categorial difference between the gerund and the present participle, will be in­clined to analyse the half-gerund (the gerundial participle) on exactly the same basis as the full gerund, refusing to draw a demarcation line between the latter two forms and simply ascribing the occur­rence of the common case subject in this construction to the limited use of the possessive case in modern English in general. As regards this interpretation, we should like to say that an appeal to the lim­ited sphere of the English noun possessive in an attempt to prove the wholly gerundial character of the intermediary construction in question can hardly be considered of any serious consequence. True, a vast proportion of English nouns do not admit of the possessive case form, or, if they do, their possessive in the construction would create contextual ambiguity, or else some sort of stylistic ineptitude. Cf.:

The headlines bore a flaring announcement of the strike being called off by the Amalgamated Union. (No normal possessive with the noun strike), I can't fancy their daughter entering a University college. (Ambiguity in the oral possessive: daughters-daughters'); They were surprised at the head of the family rejecting the services of the old servant. (Evading the undesirable shift of the possessive particle -'s from the head-noun to its adjunct); The notion of this woman who had had the world at her feet paying a man half a dollar to dance with her filled me with shame. (Semantic and stylis­tic incongruity of the clause possessive with the statement).

However, these facts are but facts in themselves, since they only present instances when a complete gerundial construction for this or that reason either cannot exist at all, or else should be avoided on diverse reasons of usage. So, the quoted instances of gerundial par­ticiple phrases are not more demonstrative of the thesis in question than, say, the attributive uses of nouns in the common form (e.g. the inquisitor judgement, the Shakespeare Fund, a Thompson way of refusing, etc.) would be demonstrative of the possessive case "tendency" to coincide with the bare stem of the noun: the absence of the possessive nounal form as such cannot be taken to testify that the "possessive case" may exist without its feature sign.

CHAPTER XII

FINITE VERB: INTRODUCTION

§ 1. The finite forms of the verb express the processual rela­tions of substances and phenomena making up the situation reflected in the sentence. These forms are associated with one another in an extremely complex and intricate system. The peculiar aspect of the complexity of this system lies in the fact that, as we have stated before, the finite verb is directly connected with the structure of the sentence as a whole. Indeed, the finite verb, through the working of its categories, is immediately related to such sentence-constitutive factors as morphological forms of predication, communication pur­poses, subjective modality, subject-object relation, gradation of proba­bilities, and quite a few other factors of no lesser importance.