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Теоретическая грамматика английского языка 2 (стр. 26 из 54)

The enemy batteries having been put out of action, our troops continued to push on the offensive.

Cf. the clausal equivalent of the construction: When the enemy batteries had been put out of action, our troops continued to push on the offensive.

The past participle of the objective verb is passive in meaning, and phrases built up by it display all the cited characteristics. E.g.:

Seen from the valley, the castle on the cliff presented a phantastic sight.

Cf. the clausal equivalent of the past participial phrase: When it was seen from the valley, the castle on the cliff presented a phantastic sight.

§ 3. The big problem in connection with the voice identification in English is the problem of "medial" voices, i.e. the functioning of the voice forms in other than the passive or active meanings. All the medial voice uses are effected within the functional range of the unmarked member of the voice opposition. Let us consider the fol­lowing examples:

I will shave and wash, and be ready for breakfast in half an hour. I'm afraid Mary hasn't dressed up yet. Now I see your son is thoroughly preparing for the entrance examinations.

The indicated verbs in the given sentences are objective, transitive, used absolutively, in the form of the active voice. But the real voice meaning rendered by the verb-entries is not active, since the actions expressed are not passed from the subject to any outer ob­ject; on the contrary, these actions are confined to no other partici­pant of the situation than the subject, the latter constituting its own object of the action performance. This kind of verbal meaning of the action performed by the subject upon itself is classed as "reflexive". The same meaning can be rendered explicit by combining the verb with the reflexive "self"-pronoun:

I will shave myself, wash myself; Mary hasn't dressed herself up yet; your son is thoroughly preparing himself.

Let us take examples of another kind:

The friends will be meeting tomorrow. Unfortunately, Nellie and Christopher divorced two years after their magnificent marriage. Are Phil and Glen quarrelling again over their toy cruiser?

The actions expressed by the verbs in the above sentences are also confined to the subject, the same as in the first series of exam­ples, but, as different from them, these actions are performed by the subject constituents reciprocally: the friends will be meeting one an­other; Nellie divorced Christopher, and Christopher, in his turn, di­vorced Nellie; Phil is quarrelling with Glen, and Glen, in his turn, is quarrelling with Phil. This verbal meaning of the action performed by the subjects in the subject group on one another is called "reciprocal". As is the case with the reflexive meaning, the reciprocal meaning can be rendered explicit by combining the verbs with spe­cial pronouns, namely, the reciprocal pronouns: the friends will be meeting one another; Nellie and Christopher divorced each other; the children are quarrelling with each other.

The cited reflexive and reciprocal uses of verbs are open to consideration as special grammatical voices, called, respectively, "reflexive" and "reciprocal". The reflexive and reciprocal pronouns within the framework of the hypothetical voice identification of the uses in question should be looked upon as the voice auxiliaries.

That the verb-forms in the given collocations do render the idea of the direction of situational action is indisputable, and in this sense the considered verbal meanings are those of voice. On the other hand, the uses in question evidently lack a generalizing force neces­sary for any lingual unit type or combination type to be classed as grammatical. The reflexive and reciprocal pronouns, for their part, are still positional members of the sentence, though phrasemically bound with their notional kernel elements. The inference is that the forms are not grammatical-categorial; they are phrasal-derivative, though grammatically relevant.

The verbs in reflexive and reciprocal uses in combination with the reflexive and reciprocal pronouns may be called, respectively, "reflexivized" and "reciprocalized". Used absolutively, they are just reflexive and reciprocal variants of their lexemes.

Subject to reflexivization and reciprocalization may be not only natively reflexive and reciprocal lexemic variants, but other verbs as well Cf.:

The professor was arguing with himself, as usual. The parties have been accusing one another vehemently.

To distinguish between the two cases of the considered phrasal-derivative process, the former can be classed as "organic", the latter as "inorganic" reflexivization and reciprocalization.

The derivative, i.e. lexemic expression of voice meanings may be likened, with due alteration of details, to the lexemic expression of aspective meanings. In the domain of aspectuality we also find derivative aspects, having a set of lexical markers (verbal post-posi­tions) and generalized as limitive and non-limitive.

Alongside the considered two, there is still a third use of the verb in English directly connected with the grammatical voice dis­tinctions. This use can be shown by the following examples:

The new paper-backs are selling excellently. The suggested pro­cedure will hardly apply to all the instances. Large native cigarettes smoked easily and coolly. Perhaps the loin chop will eat better than it looks.

The actions expressed by the otherwise transitive verbs in the cited examples are confined to the subject, though not in a way of active self-transitive subject performance, but as if going on of their own accord. The presentation of the verbal action of this type comes under the heading of the "middle" voice.

However, lacking both regularity and an outer form of expres­sion, it is natural to understand the "middle" voice uses of verbs as cases of neutralizing reduction of the voice opposition. The peculiarity of the voice neutralization of this kind is, that the weak member of opposition used in the position of neutralization does not fully coin­cide in function with the strong member, but rather is located somewhere in between the two functional borders. Hence,its"middle" quality is truly reflected in its name. Compare the shown middle type neutralization of voice in the infinitive:

She was delightful to look at, witty to talk to - altogether the most charming of companions. You have explained so fully every­thing there is toexplain that there is no need for me to ask ques­tions.

§ 4. Another problem posed by the category of voice and con­nected with neutralizations concerns the relation between the mor­phological form of the passive voice and syntactical form of the cor­responding complex nominal predicate with the pure link be. As a matter of fact, the outer structure of the two combinations is much the same. Cf:.

You may consider me a coward, but there you are mistaken. They were all seized in their homes.

The first of the two examples presents a case of a nominal predicate, the second, a case of a passive voice form. Though the constructions are outwardly alike, there is no doubt as to their dif­ferent grammatical status. The question is, why?

As is known, the demarcation between the construction types in qupstion is commonly sought on the lines of the semantic character of the constructions. Namely, if the construction expresses an action, it is taken to refer to the passive voice form; if it expresses a state, it is interpreted as a nominal predicate. Cf. another pair of exam­ples:

The door was closed by the butler as softly as could be. The door on the left was closed.

The predicate of the first sentence displays the "passive of ac­tion", i.e. it is expressed by a verb used in the passive voice; the predicate of the second sentence, in accord with the cited semantic interpretation, is understood as displaying the "passive of state", i.e. as consisting of a link-verb and a nominal part expressed by a past participle.

Of course, the factor of semantics as the criterion of the dy­namic force of the construction is quite in its place, since the dy­namic force itself is a meaningful factor of language. But the "technically" grammatical quality of the construction is determined not by the meaning in isolation; it is determined by the categorial and functional properties of its constituents, first and foremost, its participial part. Thus, if this part, in principle, expresses processual verbality, however statal it may be in its semantic core, then the whole construction should be understood as a case of the finite pas­sive in the categorial sense. E.g.:

The young practitioner was highly esteemed in his district.

If, on the other hand, the participial part of the construction doesn't convey the idea of processual verbality, in other words, if it has ceased to be a participle and is turned into an adjective, then the whole construction is to be taken for a nominal predicate. But in the latter case it is not categorially passive at all.

Proceeding from this criterion, we see that the predicate in the construction "You are mistaken" (the first example in the presentparagraph) is nominal simply by virtue of its notional part being an adjective, not a participle. The corresponding non-adjectival participle would be used in quite another type of constructions. Cf:.

I was often mistaken for my friend Otto, though I never could tell why.

On the other hand, this very criterion shows us that the catego­rial status of the predicate in the sentence "The door was closed" is wholly neutralized in so far as it is categorially latent, and only a living context may de-neutralize it both ways. In particular, the con­text including the by-phraseof the doer (e.g. by the butler) de-neu­tralizes it into the passive form of the verb; but the context in the following example de-neutralizes it into the adjectival nominal collo­cation:

The door on the left was closed, and the door on the right was open.

Thus, with the construction in question the context may have both voice-suppressing, "statalizing" effect, and voice-stimulating, "processualizing" effect. It is very interesting to note that the role of processualizing stimulators of the passive can be performed, alongside action-modifying adverbials, also by some categorial forms of the verb itself, namely, by the future, the continuous, and the per­fect-i.e. by the forms of the time-aspect order other than the in­definite imperfect past and present. The said contextual stimulators are especially important for limitive verbs, since their past participles combine the semantics of processual passive with that of resultativc perfect. Cf.:

The fence is painted.-The fence is painted light green.-The fence is to be painted.-The fence will be painted. - The fence has just been painted. - The fence is just being painted.

The fact that the indefinite imperfect past and present are left indifferent to this gradation of dynamism in passive constructions bears one more evidence that the past and present of the English verb constitute a separate grammatical category distinctly different from the expression of the future (see Ch. XIV).

C H A P T E R XVII

VERB: MOOD

§ 1. The category of mood, undoubtedly, is the most controver­sial category of the verb. On the face of it, the principles of its analysis, the nomenclature, the relation to other categories, in partic­ular, to tenses, all this has received and is receiving different pre­sentations and appraisals with different authors. Very significant in connection with the theoretical standing of the category are the fol­lowing words by BA. Ilyish: "The category of mood in the present English verb has given rise to so many discussions, and has been treated in so many different ways, that it seems hardly possible to arrive at any more or less convincing and universally acceptable con­clusion concerning it" (Ilyish, 99].

Needless to say, the only and true cause of the multiplicity of opinion in question lies in the complexity of the category as such, made especially peculiar by the contrast of its meaningful intricacy against the scarcity of the English word inflexion. But, stressing the disputability of so many theoretical points connected with the English mood, the scholars are sometimes apt to forget the positive results already achieved in this domain during scores of years of both tex­tual researches and the controversies accompanying them.

We must always remember that the knowledge of verbal struc­ture, the understanding of its working in the construction of speech utterances have been tellingly deepened by the studies of the mood system within the general framework of modern grammatical theo­ries, especially by the extensive investigations undertaken by scholars in the past three decades. The main contributions made in this field concern the more and more precise statement of the significance of the functional plane of any category; the exposition of the subtle paradigmatic correlations that, working on the same unchangeable verbal basis, acquire the status of changeable forms; the demonstra­tion of the sentence-constructional value of the verb and its mood, the meaningful destination of it being realized at the level of the syntactic predicative unit as a whole. Among the scholars we are indebted to for this knowledge and understanding, to be named in the first place is A.I. Smirnitsky, whose theories revolutionized the pre­sentation of English verbal grammar; then В.A. Ilyish, a linguist who skilfully demonstrated the strong and weak points of the possible ap­proaches to the general problem of mood; then G.N. Vorontsova, L.S. Barkhudarov, I.B. Khlebnikova, and a number of others, whose keen observations and theoretical generalizations, throwing a new light on the analysed phenomena and discussed problems, at the same time serve as an incentive to further investigations in this in­teresting sphere of language study. It is due to the materials gath­ered and results obtained by these scholars that we venture the pre­sent, of necessity schematic, outline of the category under analysis.

§ 2. The category of mood expresses the character of connection between the process denoted by the verb and the actual reality, ei­ther presenting the process as a fact that really happened, happens or will happen, or treating it as an imaginary phenomenon, i.e. the subject of a hypothesis, speculation, desire. It follows from this that the functional opposition underlying the category as a whole is con­stituted by the forms of oblique mood meaning, i.e. those of unreal­ity, contrasted against the forms of direct mood meaning, i.e. those of reality, the former making up the strong member, the latter, the weak member of the opposition. What is, though, the formal sign of this categorial opposition? What kind of morphological change makes up the material basis of the functional semantics of the oppositional contrast of forms? The answer to this question, evidently, can be obtained as a result of an observation of the relevant language data in the light of the two correlated presentations of the category, namely, a formal presentation and a functional presentation.

But before going into details of fact, we must emphasize, that the most general principle of the interpretation of the category of mood within the framework of the two approaches is essentially the same; it is the statement of the semantic content of the category as determining the reality factor of the verbal action, i.e. showing whether the denoted action is real or unreal

In this respect, it should be clear that the category of mood, like the category of voice, differs in principle from the immanent verbal categories of time, prospect, development, and retrospective coordina­tion. Indeed, while the enumerated categories characterize the action from the point of view of its various inherent properties, the cate­gory of mood expresses the outer interpretation of the action as a whole, namely, the speaker's introduction of it as actual or imagi­nary. Together with the category of voice, this category, not recon­structing the process by way of reflecting its constituent qualities, gives an integrating appraisal of the process and establishes its lin­gual representation in a syntactic context.

§ 3. The formal description of the category has its source in the traditional school grammar. It is through the observation of immedi­ate differences in changeable forms that the mood distinctions of the verb were indicated by the forefathers of modern sophisticated de­scriptions of the English grammatical structure. These differences, similar to the categorial forms of person, number, and time, are most clearly pronounced with the unique verb be.